Friday, 23 September 2022 19:11

Social Reforms in Kazakhstan

By Albert Barro and Svante E. Cornell

Central Asia-Caucasus Institute & Silk Road Studies Program
Silk Road Paper
September 2022

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Executive Summary

Screen Shot 2022-09-23 at 2.49.25 PMSince President Kassym-Jomart Tokayev came to power, a series of reform packages focusing mainly on the political and economic sectors have been launched in Kazakhstan. But as has been seen in instances of public dissatisfaction over recent years, social issues are at the heart of the concerns of the population of Kazakhstan – a population that saw great improvements in living standards from 1992-2008, but somewhat of a stagnation since then. Having achieved middle-income status, many people in Kazakhstan now focus increasingly on the quality and accessibility of education, healthcare, and social protection. In his September 1, 2022, address to the nation, President Tokayev acknowledged this priority by focusing considerable attention to reforms in the social sector that would improve education, healthcare and social protection and in particular provide a more equitable delivery of services in these areas to the population.

In the education sector, Kazakhstan has a history of large and comparatively successful reforms. The Bolashak (future) program, launched almost immediately following independence, provided opportunities for high-achieving students to study abroad, and over ten thousand have done so. But Kazakhstan’s reforms have not focused solely on higher education. One of the most successful programs has seen the rollout of nearly universally available preschool education, and efforts to improve the status, pay, and training of teachers in primary and secondary education. Kazakhstan joined the Bologna process, and the implementation of  nternational standards has done a lot to improve the education system.

Kazakhstan also invested in elite institutions – the Nazarbayev Intellectual Schools and Nazarbayev University, which have catered to high-achieving students. These institutions have obtained ample resources and have been highly successful – NIS scores in PISA tests, for example, are high above the average in OECD countries. Kazakhstan’s difficulty has been to replicate this success across the width of the education system. Access to education in rural and remote areas remains difficult. And whereas NIS and NU have benefited from academic and financial autonomy, the same is not the case for regular schools, whose principals have much less freedom to run their institutions the way they see fit. In other words, the rest of the public school systems suffers from state bureaucracy. And regular schools – particularly in rural and remote areas – lag far behind the NIS in standardized testing. This should come as no surprise given the disproportional part of the education budget that is allocated to the NIS and NU.

The question going forward is to what degree the NIS and NU model can be replicated in the rest of the education system – which does not benefit from having selected the best students and given them the most resources.

Human resources are a particular challenge: finding qualified teachers for the needs of Kazakhstan has proven difficult, and is made even harder by the government ambition to develop trilingualism: that not only should
Kazakh, Russian and English be taught, but that certain subject matters should be taught in these languages. While the initiative is laudable, in practice the country so far lacks teachers with language skills to be able to
teach in all three languages. This suggests that some initiatives in the education sector may have been overly ambitious; but it should be recalled that Kazakhstan has aimed high; and even if it has not quite met its own
ambitions, the initiative has nevertheless produced results as can be seen from the rapid spread of English proficiency in the country.

Healthcare reforms in Kazakhstan are in many ways similar to the education sector. Certain reforms have aimed very high and proven remarkably successful. Capabilities at the high end have been developed, including a medical school at Nazarbayev University, advanced cancer treatment and research, and the development of an indigenous pharmaceutical industry. In addition, Kazakhstan has rolled out a compulsory health insurance system that is sustainable in the long run. Just as in the education sector, however, the difficulty has been in scaling these advances up to meet the needs of society as a whole. One challenge has been to provide adequate primary healthcare services that run independently of major hospital systems. Another has been to train enough medical staff to provide adequate coverage of the population. Indeed, Kazakhstan needs to double the ratio of doctors per capita to meet the OECD average. In particular, providing adequate access to medical services in rural and remote areas has proven difficult to implement.

Still, the advances are visible. Before the pandemic, Kazakhstan saw rapidly improving life expectancy numbers, reaching 73 years, a strong improvement over numbers in the 1990s. While the pandemic was a temporary setback, the country has also learnt valuable lessons on the weaknesses of its healthcare system.

In the field of social protection, Kazakhstan has succeeded in putting in place an adequate system to protect the unemployed, the disabled, as well as mothers and children. In addition, a strong and sustainable pension system has been introduced. Still, the country faces challenges: an aging population that will complicate matters, and the continued persistence of high-level corruption and mismanagement of assets and investments.

Social reforms are intimately linked with the broader reform agenda that President Tokayev has made into a centerpiece of his presidency. The success of social reforms will depend in no small part on the development of the broader management system in the country and on the nature of Kazakhstan’s state institutions. The potential of social reforms can only be fulfilled if the political reforms aiming to change the nature and culture of state institutions, to develop a new reality where the state exists not for its own sake, but to provide services to the population of the country. Given President Tokayev’s stated commitment to seeing all of these reforms through, it remains to be seen how successful Kazakhstan will be along this path.

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By Svante Cornell and Albert Barro

June 3, 2022

https://www.euractiv.com/section/central-asia/opinion/with-referendum-kazakh-president-pushes-for-reforms/

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The proposed constitutional changes, following five months after the greatest unrest in the country’s modern history, accelerate the efforts by the country’s president to push for controlled political reforms. The EU, while focusing on Ukraine, should continue to engage with strategically important Central Asia.

In January this year, protests over energy price hikes spread in Kazakhstan and turned violent in the country’s largest city of Almaty. This crisis displayed the growing restlessness of the Kazakh population, but also the in-fighting among the country’s elites.

It seems clear that the violence was triggered by elites that resisted President Kassym-Jomart Tokayev’s political reforms to safeguard their privileges.

However, President Tokayev emerged from the crisis with greater authority over the country’s governing institutions. The price to pay was calling on peacekeepers from the Russia-led Collective Security Treaty Organisation.

But while many believed this would leave Tokayev indebted to Russia, events since January have proven otherwise. President Tokayev has refused to endorse Russia’s war in Ukraine. At home, far from halting his reform efforts, he doubled down: On 6 March he presented a fast-tracked package of political reforms to the nation and promptly submitted it to a constitutional referendum scheduled for 5 June.

The constitutional amendments, approved on Sunday, are closely consistent with the reform initiatives promised by Tokayev in his 16 March address to the nation.

Key themes from his address that are reflected in the amendments include revisions to the president’s powers, reformatting of the representative branch of government, improvements to the electoral system, and strengthening of human rights institutions.

Recognising that much of January’s unrest arose in protest against the government’s “super-presidential” structure, Tokayev’s reforms aim to reduce the power of the presidency. The president will no longer be permitted to be connected to a political party during his tenure, and his close relatives will be forbidden from serving as senior public servants or as heads of public sector institutions. Furthermore, the president forfeits the right to cancel actions by regional mayors.

Reducing presidential power is matched with the strengthening of parliament. Presidential appointments will now require Senate approval, and the Supreme Audit Chamber, which will oversee the national budget, is to report biannually to the lower house of parliament.

Furthermore, while in the past, the upper house adopted laws, this is now shifted to the more representative lower house, reducing the senate’s role in approving laws passed in the lower chamber.

This shift is magnified by introducing a mixed electoral system for the lower house, with 30% elected in single-member districts and 70% by party lists. Steps are also being taken to lower the obstacles to forming new political parties.

The amendments address several human rights issues too. A key amendment is the establishment of a Constitutional Court to which citizens, along with the Prosecutor General and Human Rights Commissioner, can appeal directly to challenge violations of constitutional rights. The Prosecutor General and Human Rights Commissioner also receive greater independence from other state bodies or officials.

Some initiatives that President Tokayev promised in his March address to the nation are not included in the amendments. A key area is the clarification of the rights and responsibilities of the media.

One of the most pernicious criticisms of Kazakhstan’s record concerns the rights of journalists, who are often persecuted under defamation laws. Tokayev promised a draft law on the media, which will be met with great anticipation.

The changes to Kazakhstan’s political system will not turn the country into a parliamentary democracy anytime soon. They remain within the fundamental paradigm that has been President Tokayev’s intention since his election in 2019: top-led gradual change to the existing system to make government more effective and provide greater openness without losing control.

Still, compared to Tokayev’s earlier reform packages, these reforms represent a shift: earlier reforms sought mainly to make the state deliver better services to the people and shore up its legitimacy that way.

They only aimed to build participatory and competitive politics very slowly at the local level. By contrast, the current reform package indicates that President Tokayev now sees a gradual liberalisation of the political system at all levels as necessary for the system to maintain its legitimacy.

While the EU and US are preoccupied with the Ukraine war, they should pay attention to events in Central Asia. Following the chaotic US withdrawal from Afghanistan, the region has largely disappeared from the sights of Western policymakers.

This is a mistake, as the region will be crucial to the long-term containment of both Russia and China. Supporting reform processes in Kazakhstan and its neighbour Uzbekistan, particularly the difficult implementation of reforms that are now on the books, would go a long way to helping stability and progress in the region.

A longer analysis of Kazakhstan’s reforms can be found here.

Svante E. Cornell is Director, and Albert Barro a Project Associate, with the Central Asia-Caucasus Institute & Silk Road Studies Program, a Joint Center affiliated with the American Foreign Policy Council and the Stockholm-based Institute for Security and Development Policy.

Published in Staff Publications

Following the January 2022 crisis, President Tokayev fast-tracked a political reform package planned for later in the year, and submitted it to a nationwide referendum scheduled for June 5.  The constitutional amendments accelerate the pace of reform in the country, but conditions for their implementation will not be easy given a difficult economic and geopolitical environment. These reforms represent a shift: while earlier reforms sought to build participatory and competitive politics only very slowly at the local level, the current reform package envisages a gradual liberalization of the political system at all levels in order for the system to maintain its legitimacy.

When: Wednesday, June 8, 2022, 11:00-12:00 EST

Participants:
 

Svante Cornell, Director, Central Asia-Caucasus Institute at the American Foreign Policy Council

Nargis Kassenova, Senior Fellow and Director of the Program on Central Asia at the Davis Center for Russian and Eurasian Studies (Harvard University) and Associate Professor at the Department of International Relations and Regional Studies of KIMEP University (Almaty, Kazakhstan) 

Moderator:

Fred Starr, Chairman, Central Asia-Caucasus Institute at the American Foreign Policy Council

When: Wednesday, June 8, 2022, 11:00 AM- 12:00 PM


Register on Zoom. The event will also be live-streamed on the CACI Facebook page and here, on the Silk Road Studies website.

Published in Forums & Events

1 22 24 Kazakhstan NRO  Cornell

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Svante E. Cornell

The recent crisis in Kazakhstan took many by surprise. Long considered the most prosperous and stable in Central Asia, it now suddenly appears fragile and weak. To draw lessons from the crisis, for the country’s future course and for the long-suffering American policy in Central Asia, we need to understand what really happened in Kazakhstan. While the exact circumstances of the tragic events in the country may never be clear, we now know enough to draw some key conclusions. First, the key reason for this crisis is to be found in Kazakhstan’s incomplete succession of power. Second, while Russia will definitely exact a price for its intervention, Kazakhstan’s independence has not come to an end. Third, Kazakhstan will likely recover from this crisis, but it will need American and European support to proceed with much-needed reforms.

What Happened?

To someone who has studied Central Asian politics for over two decades, the speed and confidence with which many analysts claimed to understand exactly what had happened was somewhat distressing. In reality, the behind-the-scenes power balances in Kazakhstan are some of the most opaque in the region.

Still, it is now clear that two separate processes took place in Kazakhstan. The first was fairly straightforward: a sharp price hike for automobile fuel led to public protests in western Kazakhstan, which rapidly spread to the country’s largest city, Almaty. Given the frequency of public protests in Kazakhstan lately, this was unsurprising. But the second was more puzzling: on the evening of January 4, bands of armed thugs suddenly took over the Almaty protests, and engaged in violent attacks on authorities and government buildings. Eyewitnesses on the ground report that security forces appeared to melt away in the face of these thugs, with widespread destruction and looting as a result.

Sensing that the situation was spiraling out of control, and perhaps unable to trust his own security forces, President Kassym-Jomart Tokayev on January 5 appealed to the Russia-led Collective Security Treaty Organization for s “temporary” intervention. Within hours, a “peacekeeping” operation was dispatched to Kazakhstan. Appealing for outside help is a major loss of face for any government, and to legitimize this step beyond assuring it would be of short duration, Kazakh government officials blamed a nebulous international terrorist conspiracy for masterminding the violence. This has rightfully been met with skepticism. Meanwhile, western rights advocates have emphasized the government’s repression of peaceful protests. This is not a particularly helpful definition of the events either: it hardly explains the violence against authorities in Almaty, and why the government seemed so close to losing control over the situation. In fact, the real background is to be found in Kazakhstan’s informal politics.

Nazarbayev’s Political Economy

Like most post-Soviet states, Kazakhstan’s informal politics are based on a close fusion of political and economic power. This was the result of the Soviet Union’s collapse, which left the politically connected with tremendous advantages in securing economic assets and taking the reins of a budding capitalist economy. Meanwhile, the absence of strong political institutions meant that political leaders required an economic base, in effect to control institutions that provided patronage and ensured the loyalty of their followers.

As a result, the power of post-Soviet politicians has been more a function of their control over patronage than the position printed on their business card. To survive in power, therefore, the leader of a country needed to have a larger patronage structure than anyone else. Because blood is thicker than water, family members of high officials were key to managing these assets. Sadly, however, some suddenly enriched family members did not handle their newfound wealth with grace. Managing wayward children and relatives became a constant headache for post-Soviet leaders. And beyond the family are other, largely invisible grandees who remains largely out of the public view but wield real influence.

Thus it was in Kazakhstan as well, where the children and relatives of President Nazarbayev ended up in the news for all the wrong reasons. Still, Kazakhstan’s hydrocarbon-fueled economy until recently produced enough wealth for the wider population to see improved living standards, while Nazarbayev’s diplomatic astuteness in balancing Russia, China and the West led him to become a respected international figure.

But in recent years, financial shocks hit the country hard, and Kazakhstan’s budding middle class saw its newfound standard of living jeopardized: GDP per capita dropped from over $13,000 in 2013 to about $9,000 today. As a result, the population grew restive, and frustration with the opulence of the uber-rich and politically connected mounted. Furthermore, a divide opened between an upwardly mobile and well-educated urban strata (the Kazakhs most Westerners interact with) and a much larger lumpen segment, for lack of a better term, which is much more impatient and nationalist. Against this background, the post-Soviet model of governance described above was no longer sustainable.

In response, the aging Nazarbayev resolved to engineer a controlled transition of power. He first gave parliament a greater role, then unexpectedly resigned in 2019. He designated the respected diplomat Kassym-Jomart Tokayev his successor but retained significant powers as the country’s “First President.” This move was designed to safeguard the family’s interests, while allowing a new leader to implement much-needed political and economic reforms.

Knowns and Unknowns in an Incomplete Succession

While Nazarbayev had outlined lofty visions for Kazakhstan as one of the world’s most developed states by mid-century, international indices showed clearly that the country was progressing slowly in terms of rule of law and control over corruption, and barely at all in terms of public voice and accountability. Tokayev therefore embarked on a single-minded pursuit of political as well as economic reforms. But in so doing, he challenged the position of entrenched interest groups that controlled much of Kazakhstan’s economic life, and wielded considerable informal power in key state institutions.

Many of these were members of the Nazarbayev family, and networks associated with them, including the invisible grandees mentioned above. Some among these forces sought to actively slow-walk Tokayev’s reforms: on more than one occasion, the President’s initiatives were watered down in parliament, while others appeared to face hurdles in implementation. This led the President himself to repeatedly decry the pace at which his reforms were proceeding.  In retrospect, the key flaw in Nazarbayev’s transition plan seems to have been engineering a transition of formal political power, but not a parallel transition in control of economic assets.

Exactly how the tensions between the President and his opponents boiled over is not clear. But it is beyond doubt that they exploded during the New Year’s unrest. In a country like Kazakhstan, it is unthinkable that organized groups of armed thugs could mount a direct challenge to the state without being noticed and checked by security services. But as anyone familiar with post-Soviet ties between politics, business and crime can tell, it is more than likely that these thugs were used by some powerful political force that masterminded this action. Some suggest President Tokayev moved first, using the public protests as an opportunity to clean house. More likely, his opponents sought to use the unrest to weaken or even unseat him, forcing a counterpunch.

President Tokayev’s response to the crisis is telling: he removed Nazarbayev from his lifetime post as Chairman of the National Security Council, removed and detained leaders of the national security service, and in the aftermath of the crisis forced the removal of key Nazarbayev family members from senior positions in government agencies and state corporations. Tokayev’s January 11 address to parliament did not mention his predecessor by name, but he was clear enough: he announced the closure of monopolistic companies everyone knew were connected to the Nazarbayev family, and called on the many people who had gotten rich “thanks to his predecessor” to give back to the country in a new public fund he is creating. We should expect important assets to change hands in coming weeks.

Still, it would be premature to call this a direct, personal conflict between the only two Presidents that Kazakhstan has known since independence. One important unknown is the degree to which the 81-year-old Nazarbayev was in control over the vast conglomerate that his family had become. The Nazarbayev family was far from a united entity, and different wings of the family were known to have fought over economic assets in the past. Thus, Nazarbayev and his family are not one and the same; parts of his family may be involved in a conflict with President Tokayev, but that does not mean the entire family or Nazarbayev himself is.

President Tokayev has been careful, until now, not to directly challenge the position or legacy of Nazarbayev as the Elbasy, the nominal “leader of the nation.” Doing so would perhaps crumble too much of the edifice his own power rests upon, and Tokayev appears to genuinely appreciate Nazarbayev’s service to the nation. Still, a decisive shift has taken place in Kazakhstan. The most likely scenario is that Nazarbayev will continue to be respected as the country’s elder statesman, while his extended family will gradually lose their positions of influence as well as many of their assets.

The Russia Factor

The CSTO intervention in Kazakhstan is a major coup for President Putin, who has touted the CSTO as a Eurasian counterpart to NATO, and sought to portray it as an organization that could help regional leaders withstand both domestic and outside threats to their power. But in the past few years, neither Moscow nor the CSTO were able to rescue leaders in Armenia or Kyrgyzstan that were targeted by public protests. The lightning-speed deployment will now be an example to leaders who may previously have been skeptical about Russia’s commitment to their security.

Beyond that, there has been a tendency to view the CSTO intervention in the light of Russia’s threat against Ukraine. But the situations are not comparable. There is no question that the Russian intervention will have consequences for Kazakhstan’s foreign policy and for regional security, but it does not spell the end of Kazakhstan’s independence. 

President Tokayev has reported that the CSTO operation is winding down and that the foreign forces are in the process of leaving the country. From Kazakhstan’s perspective, they have accomplished their chief objective: they have ended, for now, the acute phase of elite in-fighting in Kazakhstan, and shown with all due clarity that Moscow supports President Tokayev against his detractors.

Given the past experience of Russian operations in the former Soviet Union, one could be forgiven for being skeptical that once invited, Russian forces would leave Kazakhstan. But there are at least three reasons to think that might actually happen. First, China has made it clear it wants to see no foreign forces in Kazakhstan, and Moscow is very sensitive to Beijing’s wishes. Second, Moscow has found itself in the unprecedented predicament of taking the side of a President that is identified with a reformist agenda. And if Tokayev wants to consolidate his power, he can do so only if he appears in charge and his reforms are implemented. If Tokayev is perceived as a Russian stooge, he could rapidly lose his standing in Kazakh society, resulting in further unrest and instability, something that is not in Russia’s interest. Finally, it should be recalled that Tokayev is the architect of Kazakhstan’s balanced “multi-vector” foreign policy, which seeks to build strong relations with all world powers, not just Russia.

It may thus be in both Tokayev’s and Putin’s interest for Russian forces to pull back, with Tokayev owing Putin a debt of gratitude. The alternative – installing a Putinist regime in Kazakhstan that quells public disenchantment with force – is simply not feasible, and not something Tokayev could or would do. The widespread public frustration and anger remains, and will not go away. Tokayev will be forced to tread carefully to avoid new upheavals.

American and European Policies

Three major events in the past year or so have shown the decline in American, as well as European, influence in Central Asia and the Caucasus. The U.S. was essentially a bystander during the war between Armenia and Azerbaijan in late 2020. The chaotic American withdrawal from Afghanistan epitomized the American disengagement, and the U.S. did not feature in any notable way during the crisis in Kazakhstan. This slide is unfortunate, not least given the fact that every other power from Turkey in the west to Japan in the east appears to be intensifying its relations with this emerging world region. U.S. inaction in the region makes it that much harder for regional states to have a balanced foreign policy. Particularly following the withdrawal from Afghanistan, it is now high time for the U.S. to revamp its approach to Central Asia, starting with a reappraisal of relations with Kazakhstan.

If the U.S. is concerned about Russian influence, the solution is not to distance itself from Kazakhstan but rather to redouble engagement with the country and President Tokayev. Tokayev continues to represent the best hope for a serious reform process that will make Kazakhstan both more stable and more responsive to the needs and views of its citizens. Simply because of the nature of Russia’s own political system, there is little Russia can or would do to support the reform process that Tokayev has launched. In fact, the only outside actors that could play a constructive role are the U.S. and Europe. Tokayev knows this and will want to re-engage with Western powers. But given his new predicament, this will be much easier if the initiative comes from Washington.

Kazakhstan must also be seen in its regional context. In the last few years, Central Asian states have engaged in an unprecedented effort to develop regional cooperation, to ensure they can manage regional problems on their own. The CSTO intervention is in this context a setback, because it gives the illusion that only outside powers can provide security in the region. It is therefore in the American interest to support efforts at regional cooperation that will, in the longer run, enable Central Asians to withstand both Russian and Chinese aspirations for hegemony.

Washington has an instrument for dialogue that is regional in nature. A first step should be to convene a meeting of the C5+1 mechanism including America and the five regional states to signal that America continues to care about developments in the region, and is ready to step up efforts to support reform initiatives and regionalism in Central Asia. Building on that, the Administration could deploy an inter-agency process to fine-tune the Central Asia strategy that was adopted two years ago. While much remains to be done, these steps would kickstart a reboot of American policy toward Central Asia.

Svante E. Cornell is Director of the American Foreign Policy Council’s Central Asia-Caucasus Institute, and a co-founder of the Institute for Security and Development Policy in Stockholm.

Published in Staff Publications
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  • Some Lessons for Putin from Ancient Rome
    Thursday, 04 January 2024 17:01
    By S. Frederick Starr 
    American Purpose
    January 4, 2024
     
    Vladimir Putin, having sidelined or destroyed all his domestic opponents, real or imagined, now surrounds himself with Romano-Byzantine pomp and grandeur. The theatrical civic festivals, processions of venerable prelates, cult of statues, embarrassing shows of piety, endless laying of wreaths, and choreographed entrances down halls lined with soldiers standing at attention—all trace directly back to czarism, to Byzantine Constantinople, and ultimately to imperial Rome. Indeed, Putin considers himself as Russia’s new “czar,” the Russified form of the Latin “Caesar.”
     
    But besides all the parallel heroics, Roman history offers profound lessons for today’s world. All of America’s Founders saw the Roman Republic as the best model for their own constitution. Napoleon, Mussolini, and Hitler, by contrast, found in imperial Rome a stunning model for their own grandeur. True, some of Rome’s ancient chroniclers, including the celebrated Livy, so admired specific politicians that they saw only their good sides and ignored the problems and failures. Yet there were others, notably the pessimistic Sallust, who not only wrote bluntly of history’s painful issues but delved deep into their causes and consequences.
     
    Is Putin likely to delve into the history of Rome for insights on his own situation? Unfortunately for Russia, Putin is not a reader, preferring instead to engage in exhibitionist athletic activities, preside at solemn ceremonies, or offer avuncular obiter dicta. However, if he would study the Roman past, he might come to realize that that model presents more than a few chilling prospects that he will ignore at his peril.
     
    To take but one example, a glance at Roman history would remind Putin that self-declared victories may not be as victorious as he and Kremlin publicists want to think. Back in the 3rd century B.C., when Rome was still a small state in central Italy, it was attacked by a certain King Pyrrhus, a rival ruler from Epirus, a region along today’s border between Greece and Albania. In his first battles Pyrrhus routed the Roman legions, and celebrated accordingly. But matters did not end there.
     
    Like Pyrrhus, Putin’s army scored some early victories in its war on Ukraine. As recently as December 1, Putin’s Minister of Defense Sergei Shoigu was still claiming, in spite of all evidence to the contrary, that Russian forces “were advancing on all fronts.” Pyrrhus made similar false claims, only to discover that his own soldiers were no match for the determined Romans. As the Romans drove Pyrrhus’ army from the field, he groused, “If we win one more such victory against the Romans we will be utterly ruined,” which is exactly what happened. Pyrrhus’ statement gave Romans the term “Pyrrhic victory,” which we still use today. Putin should apply it to his “victories” at Bakhmut and Avdiivka.
     
    Another crisis in Rome’s early formation as a nation occurred when a peasant uprising threatened Rome itself and, according to the historian Livy, caused panic in the Roman capital. In desperation, the elders turned to Lucius Cincinnatus, who was neither a military man nor a professional politician, but who had earned respect as an effective leader. It took Cincinnatus only fifteen days to turn the tide, after which he returned to his farm. George Washington rightly admired Cincinnatus and consciously emulated him, returning after the Battle of Yorktown to Mount Vernon. By contrast, Putin’s “special military operation,” planned as a three-day romp, is now approaching the end of its second year. Putin, no Cincinnatus, doomed himself to being a lifer.
     
    Roman history is a millennium-long showcase of motivation or its absence. In this context, Putin might gain further insights by examining Rome’s centuries-long battle against the diverse tribes pressing the empire from the north. For centuries Rome’s legionnaires were well trained, disciplined, and committed. The list of their early victories is long. Both Julius Caesar and the philosopher-emperor-general Marcus Aurelius succeeded because they motivated and inspired their troops. But over time the Roman army was increasingly comprised of hirelings, déclassé men who fought not to save the empire but for money or a small piece of the bounty. Inflation and rising costs outpaced pay increases. Punishment was severe, in some cases including even crucifixion. In the end, Rome’s army eroded from within.
     
    This is what is happening to the Russian army today. Putin attacked Ukraine in February 2022 with what was then an army of several hundred thousand trained professional soldiers. But after the Ukrainians killed more than 320,000 Russian troops, their replacements were unwilling and surly conscripts and even criminals dragooned from Russia’s jails. Putin quite understandably fears such soldiers. Putin’s army, like that of the late Roman Empire, is collapsing from within.
     
    By contrast, Ukraine’s army at the time of the invasion was small and comprised mainly Soviet-trained holdovers. Both officers and troops of the line had to be quickly recruited from civilian professions and trained. Yet they quickly proved themselves to be disciplined and resourceful patriots, not tired time-servers. True, Ukraine is now conscripting troops, but these newcomers share their predecessors’ commitment to the nation and to their future lives in a free country.
     
    Sheer spite and a passion for avenging past failures figured prominently in Putin’s decisions to invade both Georgia and Ukraine. Roman history suggests that this isn’t smart. Back in 220 B.C., Rome defeated its great enemy, the North African state of Carthage. Anticipating Putin, the Carthaginian general Hannibal sought revenge. Acting out of spite, he assembled 700,000 foot soldiers, 78,000 mounted calvary, and a force of war elephants, and crossed the Alps. Though he was a brilliant general, Hannibal’s war of spite turned into a disaster.
     
    Why did Hannibal lose? Partly because of his sheer hubris and the spite that fed it, and also because the Romans avoided frontal battles and simply ground him down. They were prudently led by a general named Fabius Maximus, whom later Romans fondly remembered as “the Delayer.” Today it is the Ukrainians who are the Delayers. By grinding down Putin’s army and destroying its logistics they have positioned themselves for victory.
     
    The Roman Republic fell not because of any mass uprising but because of the machinations of Julius Caesar. A victorious general, Caesar looked the hero as he was installed as imperator. As was customary at such ceremonies, an official retainer placed behind the inductee solemnly repeated over and over the admonition to “Look behind you!” Caesar failed to do so and underestimated the opposition of a handful of officials and generals who feared the rise of a dictator perpetuus. Even if Putin chooses not to read Cicero, Plutarch, or Cassius Dio, he could productively spend an evening watching a Moscow production of Shakespeare’s The Tragedy of Julius Caesar.
     
    Turning to a very different issue, Putin seems blithely to assume that whenever Russia defeats a neighboring country it can easily win the hearts and minds of the conquered, whether by persuasion or force. This is what many Roman generals and governors thought as well, but they were wrong—fatally so. Speaking of the impact of corrupt officials sent by Rome to the provinces, the great orator-politician Cicero declared to the Roman Senate, “You cannot imagine how deeply they hate us.” Does Putin understand this?
     
    Finally, it is no secret that Russia today, like ancient Rome, is increasingly a land of immigrants; its economy depends on impoverished newcomers from Kyrgyzstan, Tajikistan, and elsewhere in Central Asia who fled to Russia in search of work. Yet Moscow treats them as third-class citizens and dragoons them as cannon fodder or “meat” to die by the thousands on the Ukrainian front. Rome faced a similar problem and wrestled with it unsuccessfully over several centuries. Over time the despised immigrants who poured across the Alps from Gaul demanded a voice in Roman affairs, and eventually took control of the western Roman Empire.
     
    Sad to say, neither Putin himself nor any others of Russia’s core group of leaders show the slightest interest in learning from relevant examples from Roman history or, for that matter, from any other useable past. Together they provide living proof of American philosopher George Santayana’s adage that, “Those who forget history are condemned to repeat it.” In Putin’s case, though, he seems never to have known it. 
     

    ABOUT THE AUTHORSS. Frederick Starr, is a distinguished fellow specializing in Central Asia and the Caucasus at the American Foreign Policy Council and founding chairman of the Central Asia Caucasus Institute.

    Additional Info
    • Author S. Frederick Starr
    • Publication Type Analysis
    • Published in/by American Purpose
    • Publishing date January 4, 2024
  • CACI Chairman S. Frederick Starr comments on "Preparing Now for a Post-Putin Russia"
    Friday, 03 November 2023 18:30

    Whether Russian President Vladimir Putin dies in office, is ousted in a palace coup, or relinquishes power for some unforeseen reason, the United States and its allies would face a radically different Russia with the Kremlin under new management. The geopolitical stakes mean that policymakers would be negligent not to plan for the consequences of a post-Putin Russia. On November 2, 2023, CACI Chairman S. Frederick Starr joined a panel organized by the Hudson Institute’s Center on Europe and Eurasia for a discussion on how US and allied policymakers can prepare for a Russia after Putin.

    Click here to watch on YouTube or scroll down to watch the full panel discussion.

  • Central Asia Diplomats Call for Closer Ties With US
    Monday, 26 June 2023 00:00

    REPRINTED with permission from Voice of America News
    By Navbahor Imamova

    WASHINGTON -- U.S.-based diplomats from Central Asia, a region long dominated by Russia and more recently China, say they are eager for more engagement with the United States.

    Many American foreign policy experts agree that a more robust relationship would be mutually beneficial, though U.S.-based nongovernmental organizations express deep concerns about human rights and authoritarian rule in the five countries: Uzbekistan, Kazakhstan, Kyrgyzstan, Tajikistan and Turkmenistan.

    Michael Delaney, a former U.S. trade official, argued in favor of greater engagement this week at a webinar organized by the American-Uzbekistan Chamber of Commerce.

    He noted that three of the five republics are World Trade Organization members and the other two are in the accession process — a goal actively encouraged by the U.S. government.

    "I've always believed that this is a geographically disadvantaged area. There are relatively small national economies," he said. But, he said, collectively the region represents a potentially more connected market, about 80 million people.

    Key issues

    In this virtual gathering, all five Central Asian ambassadors to Washington expressed eagerness to work on issues the U.S. has long pushed for, such as water and energy sustainability, security cooperation, environmental protection and climate, and connectivity.

    Kazakhstan's Ambassador Yerzhan Ashikbayev said that despite all factors, the United States does not want to leave the field to China, its global competitor, which actively invests in the region.

    "Recent visit by 20 companies to Kazakhstan as a part of certified U.S. trade mission, including technology giants like Apple, Microsoft, Google, but also other partners like Boeing, have shown a growing interest," Ashikbayev said.

    The Kazakh diplomat described a "synergy" of economies and diplomatic efforts. All Central Asian states are committed to dialogue, trade and multilateralism, he said. "As we are witnessing the return of the divisive bloc mentalities almost unseen for 30 years, it's in our best interest to prevent Central Asia from turning into another battleground of global powers."

    During his first tour of Central Asia earlier this year, Secretary of State Antony Blinken visited Kazakhstan and Uzbekistan, meeting separately with the foreign ministers of all five countries.

    That was deeply appreciated, said Meret Orazov, Turkmenistan's longtime ambassador, who also praised the regular bilateral consultations the U.S. holds with these countries.

    Uzbek Ambassador Furqat Sidiqov sees the U.S. as an important partner, with "long-standing friendship and cooperation which have only grown stronger over the years."

    "The U.S. has played a significant role in promoting dialogue and cooperation among the Central Asian nations through initiatives such as the C5+1," he said, referring to a diplomatic platform comprising Washington and the region's five governments.

    "This is where we address common concerns and enhance integration," said Sidiqov. "We encourage the U.S. to bolster this mechanism."

    Tashkent regards Afghanistan as key to Central Asia's development, potentially linking the landlocked region to the markets and seaports of South Asia. Sidiqov said his country counts on American assistance.

    'Possibility of positive change'

    Fred Starr, chairman of the Central Asia-Caucasus Institute in Washington, ardently advocates for the U.S. to adopt closer political, economic and people-to-people ties with the region.

    In a recent paper, he wrote that among dozens of officials, diplomats, entrepreneurs, experts, journalists and civil society leaders interviewed in Central Asia, "even those most critical of American positions saw the possibility of positive change and … all acknowledged that the need for change is on both sides, theirs as well as ours."

    This is the only region that doesn't have its own organization, said Starr, arguing that the U.S. could support this effort. "We have not done so, probably because we think that this is somehow going to interfere with their relations with their other big neighbors, the north and east, but it's not going to. It's not against anyone."

    "Easy to do, low cost, very big outcome," he added, also underscoring that "there is a feeling the U.S. should be much more attentive to security."

    "Japan, the European Union, Russia, China, their top leaders have visited. … No U.S. president has ever set foot in Central Asia," he said. He added that regional officials are left to wonder, "Are we so insignificant that they can't take the time to visit?"

    Starr urges U.S. President Joe Biden to convene the C5+1 in New York during the 78th session of the U.N. General Assembly in September. "This would not be a big drain on the president's time, but it would be symbolically extremely important," he said. "All of them want this to happen."

    Read at VOA News

  • Read CACI Chairman S. Frederick Starr's recent interview on the resurgence of Imperial Russia with The American Purpose
    Tuesday, 23 May 2023 00:00

    Why Russians Support the War: Jeffrey Gedmin interviews S. Frederick Starr on the resurgence of Imperial Russia.

    The American Purpose, May 23, 2023

    Jeffrey Gedmin: Do we have a Putin problem or a Russia problem today?

    S. Frederick Starr: We have a Putin problem because we have a Russia problem. Bluntly, the mass of Russians are passive and easily manipulated—down to the moment they aren’t. Two decades ago they made a deal with Vladimir Putin, as they have done with many of his predecessors: You give us a basic income, prospects for a better future, and a country we can take pride in, and we will give you a free hand. This is the same formula for autocracy that prevailed in Soviet times, and, before that, under the czars. The difference is that this time Russia’s leader—Putin—and his entourage have adopted a bizarre and dangerous ideology, “Eurasianism,” that empowers them to expand Russian power at will over the entire former territory of the USSR and even beyond. It is a grand and awful vision that puffs up ruler and ruled alike.

    What do most Russians think of this deal? It leaves them bereft of the normal rights of citizenship but free from its day-to-day responsibilities. So instead of debating, voting, and demonstrating, Russians store up their frustrations and then release them in elemental, often destructive, and usually futile acts of rebellion. This “Russia problem” leaves the prospect of change in Russia today in the hands of alienated members of Putin’s immediate entourage, many of whom share his vision of Russia’s destiny and are anyway subject to Putin’s ample levers for control. Thus, our “Putin problem” arises from our “Russia problem.”

    Click to continue reading...